Essential

SFC

Securities and Futures Commission - Hong Kong's top-tier financial regulator.

Definition

SFC (Securities and Futures Commission) is Hong Kong's independent statutory body regulating securities and futures markets. It's a highly respected Tier-1 regulator with strict requirements, making Hong Kong a major Asian financial center.

How It Works

Regulates securities and futures in Hong Kong
Type 3 license required for leveraged forex
Strict capital and conduct requirements
Investor Compensation Fund up to HK$500,000

Trading Tips

SFC regulation is highly trusted

Check SFC public register for licensed firms

Hong Kong maintains separate system from mainland China

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